FCA Application or Notification Delivery Management

There are occasions when your firm is required to formally notify the FCA of an event.

Occasions that may need our support include.

• A change in control of the firm as a result of a change of share holdings or the entire or part of the business being sold.
• Change of permissions.
• Principle 11 notification of a significant breach. 

Depending on the circumstance we work with our legal services partners O’Connors Law to deliver a streamlined service for a fixed fee that deals directly with FCA on your behalf, bringing experience and credibility to any significant FCA notification.

If your firm is required to make any application for change and you feel you could use some advice and support click below.