The Future of the UK FCA Appointed Representative Regime January 23, 2025 Introduction The UK Financial Conduct Authority (FCA) Appointed Representative (AR) regime has long been a cornerstone of the regulatory framework, Read More »
The Consumer Duty: One Year On January 23, 2025 Introduction One year after the introduction of the FCA’s Consumer Duty, the regulatory landscape for financial services firms has seen Read More »
Understanding Consumer Duty March 20, 2024 Understanding Consumer Duty Consumer Duty, as articulated by the FCA, embodies the fundamental principle that firms must act in the Read More »